The uses and abuses of speculative futurism

My post last week – “We will have the power of the gods” about Michio Kaku’s upcoming TV series generated a certain amount of heat amongst transhumanists and singularitarians unhappy about my criticism of radical futurism. There’s been a lot of heated discussion on the blog of Dale Carrico, the Berkeley rhetorician who coined the very useful phrase “superlative technology discourse” for this strand of thinking, and who has been subjecting its underpinning cultural assumptions to some sustained criticism, with some robust responses from the transhumanist camp.

Michael Anissimov, founder of the Immortality Institute, has made an extended reply to my post. Michael takes particular issue with my worry that these radical visions of the future are primarily championed by transhumanists who have a “strong, pre-existing attachment to a particular desired outcome”, stating that “transhumanism is not a preoccupation with a narrow range of specific technological outcomes. It looks at the entire picture of emerging technologies, including those already embraced by the mainstream. “

It’s good that Michael recognises the danger of the situation I identify, but some other comments on his blog suggest to me that what he is doing here is, in Carrico’s felicitous phrase, sanewashing the transhumanist and singularitarian movements with which he is associated. He urgently writes in the same post “If any transhumanists do have specific attachments to particular desired outcome, I suggest they drop them — now”, while an earlier post on his blog is entitled Emotional Investment. In that he asks the crucial question: “Should transhumanists be emotionally invested in particular technologies, such as molecular manufacturing, which could radically accelerate the transhumanist project? My answer: for fun, sure. When serious, no.” Michael is perceptive enough to realise the dangers here, but I’m not at all convinced that the same is true of many of his transhumanist fellow-travellers. The key point is that I think transhumanists genuinely don’t realise quite how few informed people outside their own circles think that the full, superlative version of the molecular manufacturing vision is plausible (it’s worth quoting Don Eigler here again: “To a person, everyone I know who is a practicing scientist thinks of Drexler’s contributions as wrong at best, dangerous at worse. There may be scientists who feel otherwise, I just haven’t run into them”). The only explanation I can think of for the attachment of many transhumanists to the molecular manufacturing vision is that it is indeed a symptom of the coupling of group-think and wishful thinking.

Meanwhile, Roko, on his blog Transhuman Goodness, expands on comments made to Soft Machines in his post “Raaa! Imagination is banned you foolish transhumanist”. He thinks, not wholly accurately, that what I am arguing against is any kind of futurism: “But I take issue with both Dale and Richard when they want to stop people from letting their imaginations run wild, and instead focus attention only onto things which will happen for certain (or almost for certain) and which will happen soon…. Transhumanists look over the horizon and – probably making many errors – try to discern what might be coming…. If we say that we see something like AGI or Advanced Nanotechnology over that horizon, don’t take it as a certainty… But at least take the idea as a serious possibility….”

Dale Carrico responded at length to this. I want to stress here just one point; my problem is not that I think that transhumanists have let their imaginations run wild. Precisely the opposite, in fact; I worry that transhumanists have just one fixed vision of the future, which is now beginning to show its age somewhat, and are demonstrating a failure of imagination in their inability to conceive of the many different futures that have the potential to unfold.

Anne Corwin, who was interviewed for the Kaku program, makes some very balanced comments that get us closer to the heart of the matter: “most sensible people, I think, realize that utopia and apocalypse are equally unrealistic propositions — but projecting forward our present-day dreams, wishes, hopes, and deep anxieties can still be a useful (and, dare I say, enjoyable) exercise. Just remember that there’s a lot we can do now to help improve things in the world — even in the absence of benevolent nanobot swarms.”

There are two key points here. Firstly, there’s the crucial insight that futurism is not, in fact, about the future at all – it’s about the present and the hopes and fears that people have about the direction society seems to be taking now. This is precisely why futurism ages so badly, giving us the opportunity for all those cheap laughs about the non-arrival of flying cars and silvery jump-suits. The second is that futurism is (or should be) an exercise, or in other words, a thought experiment. Alfred Nordmann reminds us (in If and Then: A Critique of Speculative NanoEthics) that both physics and philosophy have a long history of using improbable scenarios to illuminate deep problems. “Think of Descartes conjuring an evil demon who deceives us about our sense perceptions, think more recently of Thomas Nagel’s infamous brain in a vat.” So, for example, interrogating the thought experiment of a nanofactory that could reduce all matter to the status of software, might give us useful insights into the economics of a post-industrial world. But, as Nordmann says, “Philosophers take such scenarios seriously enough to generate insights from them and to discover values that might guide decisions regarding the future. But they do not take them seriously enough to believe them.”

“We will have the power of the gods”

According to a story in the Daily Telegraph today, science has succeeded in its task of unlocking the secrets of matter, and now it’s simply a question of applying this knowledge to fulfill all our wants and dreams. The article is trailing a new BBC TV series fronted by Michio Kaku, who explains that “we are making the historic transition from the age of scientific discovery to the age of scientific mastery in which we will be able to manipulate and mould nature almost to our wishes.”

A series of quotes from “today’s pioneers” covers some painfully familiar ground: nanobot armies will punch holes in the blood vessels of enemy soliders, leading Nick Bostrom to opine that “In my view, the advanced form of nanotechnology is arguably the greatest existential risk humanity is likely to confront in this century.” Ray Kurzweil tells us that within 10 to 15 years we will be able to “reprogram biology away from cancer, away from heart disease, to really overcome the major diseases that kill us. “ Other headlines speak of “an end to aging”, “perfecting the human body” and taking “control over evolution”. At the end, though, it’s loss of control that we should worry about, having succeeded in creating superhuman artificial intelligence: Paul Saffo tells us “”There’s a good chance that the machines will be smarter than us. There are two scenarios. The optimistic one is that these new superhuman machines are very gentle and they treat us like pets. The pessimistic scenario is they’re not very gentle and they treat us like food.”

This all offers a textbook example of what Dale Carrico, a rhetoric professor at Berkeley, calls a superlative technology discourse. It starts with an emerging technology with interesting and potentially important consequences, like nanotechnology, or artificial intelligence, or the medical advances that are making (slow) progress combatting the diseases of aging. The discussion leaps ahead of the issues that such technologies might give rise to at the present and in the near future, and goes straight on to a discussion of the most radical projections of these technologies. The fact that the plausibility of these radical projections may be highly contested is by-passed by a curious foreshortening. This process has been forcefully identified by Alfred Nordmann, a philosopher of science from TU Darmstadt, in his article “If and then: a critique of speculative nanoethics” (PDF). “If we can’t be sure that something is impossible, this is sufficient reason to take its possibility seriously. Instead of seeking better information and instead of focusing on the programs and presuppositions of ongoing technical developments, we are asked to consider the ethical and societal consequences of something that remains incredible.”

What’s wrong with this way of talking about technological futures is that it presents a future which is already determined; people can talk about the consequences of artificial general intelligence with superhuman capabilities, or a universal nano-assembler, but the future existence of these technologies is taken as inevitable. Naturally, this renders irrelevant any thought that the future trajectory of technologies should be the subject of any democratic discussion or influence, and it distorts and corrupts discussions of the consequences of technologies in the here and now. It’s also unhealthy that these “superlative” technology outcomes are championed by self-identified groups – such as transhumanists and singularitarians – with a strong, pre-existing attachment to a particular desired outcome – an attachment which defines these groups’ very identity. It’s difficult to see how the judgements of members of these groups can fail to be influenced by the biases of group-think and wishful thinking.

The difficulty that this situation leaves us in is made clear in another article by Alfred Nordmann – “Ignorance at the heart of science? Incredible narratives on Brain-Machine interfaces”. “We are asked to believe incredible things, we are offered intellectually engaging and aesthetically appealing stories of technical progress, the boundaries between science and science fiction are blurred, and even as we look to the scientists themselves, we see cautious and daring claims, reluctant and self- declared experts, and the scientific community itself at a loss to assert standards of credibility.” This seems to summarise nicely what we should expect from Michio Kaku’s forthcoming series, “Visions of the future”. That the program should take this form is perhaps inevitable; the more extreme the vision, the easier it is to sell to a TV commissioning editor. And, as Nordmann says: “The views of nay-sayers are not particularly interesting and members of a silent majority don’t have an incentive to invest time and energy just to “set the record straight.” The experts in the limelight of public presentations or media coverage tend to be enthusiasts of some kind or another and there are few tools to distinguish between credible and incredible claims especially when these are mixed up in haphazard ways.”

Have we, as Kaku claims, “unlocked the secrets of matter”? On the contrary, there are vast areas of science – areas directly relevant to the technologies under discussion – in which we have barely begun to understand the issues, let alone solve the problems. Claims like this exemplify the triumphalist, but facile, reductionism that is the major currency of so much science popularisation. And Kaku’s claim that soon “we will have the power of gods” may be intoxicating, but it doesn’t prepare us for the hard work we’ll need to do to solve the problems we face right now.

Quaint folk notions of nanotechnologists

Most of us get through our lives with the help of folk theories – generalisations about the world that may have some grounding in experience, but which are not systematically checked in the way that scientific theories might be. These theories can be widely shared amongst a group with common interests, and they both serve as lenses through which to view and interpret the world, and guides to action. Nanotechnologists aren’t exempt from the grip of such folk theories, and Arie Rip, from the University of Twente, one of the leading lights in European science studies, has recently published an analysis of these – Folk theories of nanotechnologists(PDF) , (Science as Culture 15 p349 (2006)).

He identifies three clusters of folk theories. The first is the idea that new technologies inevitably follow a “wow-to-yuck” trajectory, in which initial public enthusiasm for the technology is followed by a backlash. The exemplar of this phenomenon is the reaction to genetically modified organisms, which, it is suggested, followed exactly this pattern, with widespread acceptance in the ’70s, then a backlash in 80’s and 90’s. Rip suggests that this doesn’t at all represent the real story of GMOs, and questions the fundamental characterisation of the public as essentially fickle.

Another folk theory of nanotechnology implies a similar narrative of initial enthusiasm followed by subsequent disillusionment; this is the “cycle of hype” idea popularised by the Gartner group. The idea is that all new technologies are initially accompanied by a flurry of publicity and unrealistic expectations, leading to a “peak of inflated expectations”. This is inevitably followed by disappointment and loss of public interest; the technology then falls into a “trough of disillusionment”. Only then does the technology start to deliver, with a “slope of enlightenment” leading to a “plateau of productivity”, in which the technology does deliver real benefits, albeit less dramatic than those initially promised in the first stage of the cycle. Rip regards this as a plausible storyline masquerading as an empirical finding. But the key issue he identifies at the core of this is the degree to which it is regarded as acceptable – or even necessary – to exaggerate claims about the impact of a technology. In Rip’s view, we have seen a divergence in strategies between the USA and Europe, with advocates of nanotechology in Europe making much more modest claims (and thus perhaps positioning themselves better for the aftermath of a bubble bursting).

Rip’s final folk theory concerns how nanotechnologists view the public. In his view, nanotechnologists are excessively concerned about public concern, projecting onto the public a fear of the technology out of proportion to what empirical findings actually measure. Of course, this is connected to the folk theory about GMOs implicit in the “wow-to-yuck” theory. The most telling example Rip offers is the widespread fear amongst nanotechnology insiders that a film of Michael Crichton’s thriller “Prey” would lead to a major backlash. Rip diagnoses a widespread outbreak of nanophobia-phobia.

The act of creation – or just scrapheap challenge?

It was fairly predictable that last Saturday’s headline in the Guardian about Craig Venter’s latest synthetic biology activitiesI am creating artificial life, declares US gene pioneer – would generate some reaction from that paper’s readers. The form of that reaction, though, wasn’t, as one might have expected, outrage about scientists “playing God”, or worries about the potential dangers of a supercharged version of genetic modification. Instead, the paper printed yesterday an extended response from Nick Gay, a biochemist at the University of Cambridge.

This makes the (to me, entirely reasonable) point that you can’t really describe this as creating life from scratch; it’s “as if he had selected a set of car parts, assembled them into a car and then claimed to have invented the car”. Gay’s own research is into the intricacies and complexities of cellular signalling, so perhaps it is not surprising that he thinks that the thinking underlying Venter’s approach is “the crudest and most facile kind of reductionism”. It would be interesting to know how widely his point of view is shared by other biochemists and molecular biologists.

Venter in the Guardian

The front page of yesterday’s edition of the UK newspaper the Guardian was, unusually, dominated by a science story: I am creating artificial life, declares US gene pioneer. The occasion for the headline was an interview with Craig Venter, who fed them a pre-announcement that they had successfully managed to transplant a wholly synthetic genome into a stripped down bacterium, replacing its natural genetic code by an artificial one. In the newspaper’s somewhat breathless words: “The Guardian can reveal that a team of 20 top scientists assembled by Mr Venter, led by the Nobel laureate Hamilton Smith, has already constructed a synthetic chromosome, a feat of virtuoso bio-engineering never previously achieved. Using lab-made chemicals, they have painstakingly stitched together a chromosome that is 381 genes long and contains 580,000 base pairs of genetic code.”

We’ll see what, in detail, has been achieved when the work is properly published. It’s significant, though, that this story was felt to be important enough to occupy most of the front page of a major UK newspaper at a time of some local political drama. Craig Venter is visiting the UK later this month, so we can expect the current mood of excitement or foreboding around synthetic biology to continue for a while yet.

George Whitesides interview in ACS Nano

The American Chemical Society has launched a new journal devoted to nanotechnology, ACS Nano, to accompany its existing, and very successful, letters journal, Nano Letters, about which I wrote a little while ago. In contrast to the short report format of Nano Letters, ACS Nano publishes full length papers about original research, together with some perspectives and editorial material. The journal is now on its second issue, and features an interesting interview (I think this is available without subscription) with one of the leading figures of US academic nanotechnology, Harvard’s George Whitesides.

The interview is worth reading in its entirety, but a few points are worth picking out. Firstly, contrary to the hype that has surrounded nanotechnology, Whitesides exhibits rather a lack of confidence that nanotechnology ever will have a revolutionary impact, in the sense of supplying a fundamentally new capability. He doesn’t doubt that it is “a big, big deal”, but more through enabling incremental developments in many different industries and sectors. In a far future, the ability to exploit fundamentally quantum objects at room temperature, which nanoscale fabrication can facilitate, is his possible exception to this pessimism. “we talk about quantum computation, and quantum entanglement, and quantum communications, and the concepts are there, but the realization is going to require nanotechnology to make it work. If there is something there (I don’t know whether there is), what we’re seeing now is the beginning of the materials base that will lead to that, and that could be revolutionary in some major way.”

Whitesides is famous, among other achievements, for inventing soft lithography, and he tells a rueful but instructive story about the original motivation for this new technology. In the mid-90’s, it was felt that the continued miniaturisation of electronic circuits was threatened by the limits on how much optical lithography could be scaled down. It turned out that this was a misconception, which greatly underestimated how effective the semiconductor industry would be at driving down the working length scale in incremental (though immensely clever) ways. Nonetheless, soft lithography found many other uses, exploiting its unique advantages. As Whitesides says, “you don’t know until you get into it, you find out what works”.

Finally, he has excellent advice to young scientists – whatever else you do, make sure the problems you are working on are the really important ones, even if they seem more difficult or challenging than less interesting ones, on which one might feel one had a better chance of success. His logic for this is that it’s better to fail on an important problem than to succeed on a boring one.

Soft Machines in Korean

Soft Machines Korean cover

My book “Soft Machines: nanotechnology and life” is now available in a Korean translation made by Dr Tae-Erk Kim, and published by Kungree, price 18,000 Won.

The publication of the English paperback version is imminent: in the UK, OUP is giving the publication date as October 2007, (OUP catalogue entry) with a price of £9.99. Readers in the USA will have to wait until December 17th, where their version is priced at $17.99.

Nanomandala

Martin Kemp’s “science in culture” column in this week’s Nature – Heaven in grains of sand (subscription required) – brings our attention to a collaboration between nanoscientists at UCLA and some Tibetan monks. This installation – Nanomandala – is based on a Tibetan mandala – a symbolic representation of the cosmos built up from individual grains of sand; nanoscientist Jim Gimzewski responds to the mandala by using optical and scanning electron microscopy to reveal its features on finer and finer scales, culminating in the molecular. In the resulting video installation by Victoria Vesna “visitors watch as images of a grain of sand are projected in evolving scale from the molecular structure of a single grain to the recognizable image of a pile of sand. On the atomic scale the sand particles are like atoms, but a thousand of times smaller. From a bottom-up method of visual image building, a sand mandala slowly emerges.”

Monks in nano-lab
Tibetan monks working with UCLA nanoscientist Jim Gimzewski

My own knowledge of Tibetan Buddhism (or indeed any other kind) is of the very superficial kind that came from growing up as a would-be bohemian teenager in provincial Britain – in Van Morrison’s words, “I went home and read my Christmas Humphreys book on Zen”. But I rather agree with Martin Kemp’s conclusion: “There is something very beautiful and moving in this holy alliance of Buddhist spiritual patience, founded on minute care and untiring repetition, and the unholy processes of iteration of which modern computers are capable. The mandala-makers and the nanoscientists share the wonder of scale, involving countless parts to compose the ordered whole.” The allusion to Blake that Kemp makes in the title of his piece makes the connection to Western mysticism too:

“To see a world in a grain of sand and heaven in a wild flower, Hold infinity in the palms of your hand and eternity in an hour”

Mandala
An 8ft sand mandala created at the Los Angeles County Museum of Art as part of the Nanomandala project.

Nanotechnology, water and development

What impact will nanotechnology make on the developing world? Some point to the possibility that nanotechnology might help solve pressing problems, such as the availability of clean water and more abundant renewable energy through cheap, nano-enabled solar cells. Others concede that these developments might be possible in principle, but that the political and economic barriers to development are more pressing than the technical ones.

An open meeting, to be held in London on November 7, will consider the issue. It’s organised by the thinktank Demos, and will involve NGOs, scientists and government representatives. Confirmed speakers include two scientists, Mark Welland, head of the Cambridge Nanoscience Centre, and me, as well as David Grimshaw, from the international development charity Practical Action, which was founded by E.F. Schumacher, the author of the famous book “Small is beautiful”.

In the meantime, a couple of interesting publications on the topic have appeared. The Demos project Nanodialogues had a section describing the results of a public engagement exercise carried out in Zimbabwe which explored the gulf between the reality of the water problems people face there and the more glib assurances that technical solutions will be easy. A much more detailed report, Nanotechnology, water and development, has been commissioned by the Meridian Institute, and written by Thembela Hillie and Mbhuti Hlope from South Africa, and Mohan Munasinghe and Yvani Deraniyagala from Sri Lanka. This explores a pair of case studies, and actually is quite positive in tone, concluding that “Developing countries are – on their own initiative – pursuing these technologies for both economic and humanitarian reasons.As the South African case study illustrates, developing countries are using existing nanotechnology products and are initiating nanotechnology projects to remove pollutants from water; the use of these technologies is not limited to developed countries.

Three good reasons to do nanotechnology: 1. For a sustainable energy economy

When I was in Norway a few months ago, I was talking to an official from their research council about the Norwegian national nanotechnology strategy. He explained how they were going to focus on a few appplication areas for nanotechnology, starting with nanotechnology for energy, nanotechnology for medicine, and nanotechnology for information technology. Thus far his list was very similar to lists being compiled by just about everybody else in the world. Then he went on to explain that the fourth area would be nanotechnology for fish and I had to admit to myself that the latter focus probably would be nationally distinctive. Fish apart, there does seem to be a widespread consensus that the other three areas are the ones in which nanotechnology is likely to make the biggest global impact, at least on the short to medium term. It’s worth summarising some of the arguments for this order of priority.

1. Nanotechnology for a sustainable energy economy. This comes first because our current way of life is utterly dependent on cheap and abundant energy, and there are no easy ways of significantly lessening this dependence. Yet the cheap energy that we’ve come to rely on is threatened in multiple ways. The need to reduce CO2 emissions to combat climate change is growing in urgency, the geopolitical implications of such a vital commodity being in the control of people and nations whose interests may not be the same as ours are becoming more and more obvious, and the prospect of the exhaustion of the most convenient forms of fossil fuel – gas and oil – is appearing on the horizon. It’s no surprise, the, that both private sector investments and government funded research in nanotechnology is increasingly being directed in applications to energy.

So, how could nanotechnology make an impact on our evolving energy economy? Let’s look at this in three categories:

1. Primary energy sources. At the moment, the ultimate sources of most of our energy are oil and gas, either used directly or converted into electricity, and electricity made by burning coal or by harnessing nuclear fission. Renewables – primarily hydroelectric at the moment, with wind power growing, make a small contribution. Nanotechnology’s most significant potential contribution is in the area of solar energy, where alternative photovoltaics capable of being produced cheaply in the very large areas needed to supply significant amounts of power are on the horizon.

2. Energy for transportation. Our societies are dependent on large scale mobility, both personal and for the movement of goods across the world. Liquid hydrocarbons – in the form of petrol, diesel and aviation kerosene – are convenient, high energy density fuels, and a massive infrastructure exists to distribute them. The “hydrogen economy” offers an alternative, in which the transport fuel would be hydrogen, made using primary energy sources like solar energy, nuclear energy, or a combination of fossil fuel use with CO2 sequestration. Nanotechnology could help overcome some of the formidable technical barriers to this scheme, by making possible safe, high density storage for energy and by improving the performance and price of fuel cells. On the other hand, as the recognition of the economic and technical barriers to a hydrogen economy grows, the alternative of a “methanol economy” grows more attractive in some people’s eyes. Using methanol as a transportation fuel has the great advantage that one can use the existing infrastructure for distributing liquid fuels, and continue to use internal combustion engines. An ideal would be to make methanol directly using solar energy to combine water and carbon dioxide – photocatalytic reduction of carbon dioxide. This is something we know ought to be possible in principle, but we don’t know how to do it yet.

3. Lowering the energy intensity of the economy. There are a host of possible incremental improvements in materials and processes to reduce the amount of primary energy needed to produce a given amount of economic output. Individually these may not look spectacular, but together the effect may be very significant. This ranges from more efficient light sources such as light emitting diodes, better materials for building insulation to better materials and coatings allowing turbine blades to be operated hotter, leading to higher energy conversion efficiencies in power stations.

Next – nanotechnology for medicine and health